Service providers may receive data to help manage your accounts
Wedbush may disclose personal information to engaged providers helping it accept, service, manage and protect accounts, including consultants, software vendors, temporary workers and third-party account administrators. Providers may transfer information abroad, including outside the EEA; Wedbush undertakes suitable safeguards, for example protective contract terms, and directs service parties to protect data and limit use to contracted services.
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Supporting quotations
To manage your account(s): We may also disclose personal information to certain service providers we have engaged to help us accept, service, manage, and protect your account(s). Such service providers may include consultants, software vendors, temporary workers, and our third-party account administrators, among others.
Such providers may transfer your information outside of your home country and outside the European Economic Area. We undertake suitable safeguards to protect your information in these instances, for example, by including language in contracts with service providers addressing the protection of personal information.
We direct parties performing services for Wedbush Futures, including accountants, attorneys, auditors, brokers, consultants, temporary workers, and our administrators, to protect your personal information and to only use such information to provide the services we have contracted with them to perform.
Qualifications & exceptions
For account acceptance, servicing, management and protection; contracted-use and protection directions apply.
International transfers are subject to suitable safeguards.
Cross-references
qualified by (model-proposed): Service parties are directed to protect data and limit its use — Parties performing services are directed to protect information and use it only for contracted services; disclosure permission is not unrestricted reuse permission.
Wedbush may disclose personal information to certain people at your request and/or with your consent.
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Supporting quotations
With your authorization: We may disclose personal information to certain persons at your request and/or with your consent.
Qualifications & exceptions
At your request and/or with your consent.
Data Access & Collection · Company practice
Cookies and web beacons support preferences, site tracking and improvements
Wedbush uses tracking technologies such as cookies and web beacons to record preferences, track site use, monitor traffic and support and improve the site. Its separate statement about not tracking across third-party sites for targeted advertising does not rule out this on-site tracking.
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Supporting quotations
Cookies, tracking technologies and analytics: Wedbush Futures uses some tracking technologies such as cookies and web beacons to record your preferences, track your use of the site, monitor traffic, and to support and improve the site.
Wedbush Futures does not track its website’s visitors over time and across third party websites to provide targeted advertising and therefore does not respond to Do Not Track (“DNT”) signals.
Qualifications & exceptions
These stated purposes concern the site; the targeted-advertising statement has a narrower cross-site scope.
Cross-references
contrast (model-proposed): Wedbush does not respond to Do Not Track signals — The page describes cookies and beacons for site use while disclaiming tracking across third-party websites over time for targeted advertising. These differently scoped statements coexist; the DNT statement does not negate on-site tracking.
Data Access & Collection · User right or choice
Browser settings can refuse cookies but may limit site access
The policy describes a cookie as a small file placed on your computer’s hard drive. You can refuse browser cookies through browser settings, but may then be unable to access parts of the site. Unless your browser has been set to refuse them, the system will issue cookies when you visit.
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Supporting quotations
A cookie is a small file placed on the hard drive of your computer. You may refuse to accept browser cookies by activating the appropriate setting on your browser. However, if you select this setting you may be unable to access certain parts of our website. Unless you have adjusted your browser setting so that it will refuse cookies, our system will issue cookies when you direct your browser to our Website.
Qualifications & exceptions
Refusal may prevent access to certain parts of the website.
Data Access & Collection · Company practice
Web beacons count visits and gather website statistics
The policy describes web beacons, also called clear GIFs or pixel tags, as small electronic files used to count page visitors and collect related statistics, including content popularity and system or server integrity. It describes the information collected as anonymous individual and/or aggregate information.
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Supporting quotations
Web beacons (also referred to as clear gifs, pixel tags, and single-pixel gifs) are small electronic files that permit a website to count users who have visited those pages or and for other related website statistics (for example, recording the popularity of certain website content and verifying system and server integrity). Web beacons collect anonymous individual and/or aggregate information.
Data Access & Collection · Company practice
Google Analytics measures use and may collect IP addresses
Wedbush uses Google Analytics and its cookies or other tracking technologies to analyze site interaction and use, compile activity reports and provide related services. Google’s technologies may collect IP addresses, visit times, returning-visitor status and referring websites. The policy also says the site does not use Google Analytics to gather information that personally identifies you; that statement does not negate the listed collection.
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Supporting quotations
Wedbush Futures also uses Google Analytics, a web analytics service provided by Google, Inc. (“Google”).
Google Analytics uses cookies or other tracking technologies to help us analyze how users interact with and use this site, compile reports on the site’s activity, and provide other services related to site activity and usage.
Google’s technologies may collect information such as your IP address, time of visit, whether you are a return visitor and any referring website. This site does not use Google Analytics to gather information that personally identifies you.
Qualifications & exceptions
The policy’s own statement about personal identification is retained alongside its examples of collected information.
Google receives and stores Analytics information under its privacy policies
Information generated by Google Analytics is transmitted to and stored by Google and is subject to Google’s privacy policies. The page provides a Google partner-services link for information about those services and opting out of analytics tracking. The linked policies and opt-out instructions are not supplied here.
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Supporting quotations
The information generated by Google Analytics will be transmitted to and stored by Google and will be subject to Google’s privacy policies.
To learn more about Google’s partner services and to learn how to opt out of tracking of analytics by Google, visit
Not stated here
The linked Google document text is not supplied here; the specific Google rules and opt-out steps cannot be established from this page.
Wedbush generally does not use GDPR automated decision making
In establishing and carrying out its business relationship with you, Wedbush says it generally does not use automated decision making pursuant to the GDPR. “Generally” leaves room for exceptions; it is not an absolute ban on automation.
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Supporting quotations
Automated decision making: In establishing and carrying out our business relationship with you, we generally do not use any automated decision making pursuant to the General Data Protection Regulation, (the “GDPR”).
Qualifications & exceptions
The statement is qualified by “generally” and concerns automated decision making pursuant to the GDPR.
Not stated here
Exceptions are not identified here.
Retention & Deletion · Company practice
Business needs, potential claims and legal rules govern retention
Unless stated otherwise, Wedbush holds personal information while it has reasonable business needs, including relationship and operations management; while supplying goods or services and afterward for as long as someone could bring a claim against it; and/or for periods consistent with legal and regulatory requirements or guidance. Account closure therefore does not itself set a deletion deadline.
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Supporting quotations
Retention Period: Unless stated otherwise, your personal information will be held based on the following criteria: (1) For as long as we have reasonable business needs, such as managing our relationship with you and our managing operations (2) For as long as we provide goods and/or services to you and then for as long as someone could bring a claim against us; and/or (3) Retention periods in line with legal and regulatory requirements or guidance.
If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this privacy policy.
Qualifications & exceptions
These criteria apply unless stated otherwise; the text uses “and/or.”
Not stated here
No fixed duration or claim limitation period is specified here.
Cross-references
qualifies (model-proposed): Data is kept only as long as necessary, subject to requirements — The detailed criteria explain the necessary-retention standard through business needs, services, potential claims and legal/regulatory periods, unless stated otherwise.
qualifies (model-proposed): The policy still applies after closure or inactivity — Continuing the policy after closure does not establish deletion: the retention criteria include reasonable business needs and periods when claims could be brought after services end.
Use & Processing · User right or choice
You may object to certain processing purposes
The policy gives you a right to object to certain processing purposes, particularly direct marketing and some processing based on Wedbush’s legitimate interests. It directs you to use the contact details below to exercise the right. It does not frame this as a right to stop every kind of processing.
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Supporting quotations
Right to Object: You have the right to object to certain purposes for processing, in particular to data processed for direct marketing purposes and to data processed for certain reasons based on our legitimate interests. To exercise this right, please contact us using the contact details set out below.
Qualifications & exceptions
Applies to certain purposes, including direct marketing and certain legitimate-interest processing.
EEA residents may have a right to access their data
Under the GDPR, EEA residents may, in certain circumstances, request access to data Wedbush holds about them. The policy directs them to contact Wedbush using the details below to exercise these rights.
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Supporting quotations
GDPR Data Subject Rights: Under the GDPR, in certain circumstances, a European Economic Area resident has certain individual rights with respect to the personal information that we hold about them.
request access to any data held about them;
To exercise any of these rights, please contact us using the contact details set out below.
Qualifications & exceptions
For EEA residents, under the GDPR in certain circumstances; contact Wedbush using the details below.
EEA residents may request correction of inaccurate data
Under the GDPR, EEA residents may, in certain circumstances, ask Wedbush to amend inaccurate personal data. Requests go through the contact details below.
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Supporting quotations
GDPR Data Subject Rights: Under the GDPR, in certain circumstances, a European Economic Area resident has certain individual rights with respect to the personal information that we hold about them.
ask to have inaccurate data amended;
To exercise any of these rights, please contact us using the contact details set out below.
Qualifications & exceptions
For EEA residents, under the GDPR in certain circumstances; contact Wedbush using the details below.
EEA residents may prevent or restrict processing of data no longer required
Under the GDPR, EEA residents may, in certain circumstances, prevent or restrict processing of personal data no longer required. The policy directs requests to Wedbush’s contact details below.
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Supporting quotations
GDPR Data Subject Rights: Under the GDPR, in certain circumstances, a European Economic Area resident has certain individual rights with respect to the personal information that we hold about them.
prevent or restrict processing of data which is no longer required;
To exercise any of these rights, please contact us using the contact details set out below.
Qualifications & exceptions
For EEA residents, under the GDPR in certain circumstances; contact Wedbush using the details below.
The described right concerns data no longer required.
EEA residents may request technically feasible transfers of appropriate data
Under the GDPR, EEA residents may, in certain circumstances, request transfer of appropriate data to a third party where technically feasible. They should contact Wedbush using the details below.
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Supporting quotations
GDPR Data Subject Rights: Under the GDPR, in certain circumstances, a European Economic Area resident has certain individual rights with respect to the personal information that we hold about them.
request transfer of appropriate data to a third party where this is technically feasible,
To exercise any of these rights, please contact us using the contact details set out below.
Qualifications & exceptions
For EEA residents, under the GDPR in certain circumstances; contact Wedbush using the details below.
Limited to appropriate data and technically feasible transfers.
EEA residents may request deletion in some instances, with stated limits
For EEA residents, the GDPR paragraph describes deletion requests in some instances, provided data is not required by Wedbush. It then lists performing services, providing products, defending claims and legal or regulatory compliance after an awkward semicolon. Those needs qualify the discussion, but the punctuation does not clearly connect every item. This is not a promise of unconditional deletion; requests go to Wedbush’s contact details below.
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Supporting quotations
GDPR Data Subject Rights: Under the GDPR, in certain circumstances, a European Economic Area resident has certain individual rights with respect to the personal information that we hold about them.
and in some instances request data held about them to be deleted, provided the data is not required by Wedbush Futures; to perform services for you; provide products to you; defend a legal claim or to comply with applicable laws or regulations.
To exercise any of these rights, please contact us using the contact details set out below.
Qualifications & exceptions
For EEA residents, under the GDPR in certain circumstances; contact Wedbush using the details below.
Deletion is described only in some instances, with a proviso about data still required by Wedbush.
Not stated here
The source’s semicolon makes the exact grammatical connection of the service, product, claims and compliance items unclear; no corrected wording is assumed.
Purpose-specific consent can be withdrawn, subject to another lawful basis
Within the EEA GDPR-rights discussion, where you consented to collection, processing and transfer for a specific purpose, you may withdraw that consent at any time. After receiving notification, Wedbush says it will stop processing for the originally agreed purposes unless it has another legitimate basis in law. Requests use its contact details below.
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Supporting quotations
GDPR Data Subject Rights: Under the GDPR, in certain circumstances, a European Economic Area resident has certain individual rights with respect to the personal information that we hold about them.
Additionally, in the circumstances where you may have provided your consent to the collection, processing and transfer of your personal information for a specific purpose, you have the right to withdraw your consent for that specific processing at any time. Once we have received notification that you have withdrawn your consent, we will no longer process your information for the purpose or purposes you originally agreed to, unless we have another legitimate basis for doing so in law.
To exercise any of these rights, please contact us using the contact details set out below.
Qualifications & exceptions
Stated in the EEA GDPR-rights discussion; applies to specific processing consented to for a specific purpose.
Processing may continue if another legitimate basis in law exists.
The policy still applies after closure or inactivity
If you close your accounts or become inactive, Wedbush will continue following the practices described in this policy. It will also treat information collected under earlier policies according to this policy. The statement does not promise deletion upon closure.
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Supporting quotations
If you decide to close your account(s) or become an inactive customer, we will adhere to the privacy policies and practices as described in this privacy policy. Wedbush Futures will treat personal information collected under prior policies, in the manner described in this policy.
Cross-references
qualified by (model-proposed): Business needs, potential claims and legal rules govern retention — Continuing the policy after closure does not establish deletion: the retention criteria include reasonable business needs and periods when claims could be brought after services end.
Data Access & Collection · Company practice
Wedbush does not respond to Do Not Track signals
Wedbush says it does not track visitors over time and across third-party websites to provide targeted advertising and therefore does not respond to DNT signals. That stated restriction concerns cross-site targeted-advertising tracking; the policy separately describes cookies, web beacons and analytics for site use.
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Supporting quotations
Wedbush Futures does not track its website’s visitors over time and across third party websites to provide targeted advertising and therefore does not respond to Do Not Track (“DNT”) signals.
Cookies, tracking technologies and analytics: Wedbush Futures uses some tracking technologies such as cookies and web beacons to record your preferences, track your use of the site, monitor traffic, and to support and improve the site.
Qualifications & exceptions
The no-tracking statement concerns visitors over time and across third-party sites for targeted advertising.
Cross-references
contrast (model-proposed): Cookies and web beacons support preferences, site tracking and improvements — The page describes cookies and beacons for site use while disclaiming tracking across third-party websites over time for targeted advertising. These differently scoped statements coexist; the DNT statement does not negate on-site tracking.
Data Access & Collection · Company practice
The site is not intended for children
Wedbush says the website is not intended for children and it does not knowingly collect data relating to children. It does not specify an age threshold in this statement.
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Supporting quotations
This website is not intended for children and we do not knowingly collect data relating to children.
Qualifications & exceptions
The collection statement is limited by knowledge.
Not stated here
No age threshold is stated here.
Security & Safeguards · Company practice
Physical, electronic and procedural safeguards protect data
Wedbush says it maintains physical, electronic and procedural safeguards, including secured files and buildings, firewalls, intrusion detection, encrypted transmission and operating procedures. It warns that hackers and other unpreventable circumstances may nevertheless compromise personal information. These measures are not an assurance of complete security.
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Supporting quotations
We maintain physical, electronic and procedural safeguards to protect your personal information. Additionally, Wedbush Futures’ site utilizes various information security measures such as secured files and buildings, internet firewalls, an intrusion detection system, encrypted data transmission, and operating procedures to protect your personal information.
Although, Wedbush Futures takes these measures, attacks by hackers and other unpreventable circumstances may compromise the security of your personal information.
Qualifications & exceptions
The policy warns of possible compromise despite these measures.
Service parties are directed to protect data and limit its use
Wedbush directs parties performing services for it to protect personal information and use it only for the contracted services. Its examples include accountants, attorneys, auditors, brokers, consultants, temporary workers and administrators. The policy separately permits data disclosures to advisers for legal and business reasons and to account-management providers; those permissions do not remove this stated direction to service parties.
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Supporting quotations
We direct parties performing services for Wedbush Futures, including accountants, attorneys, auditors, brokers, consultants, temporary workers, and our administrators, to protect your personal information and to only use such information to provide the services we have contracted with them to perform.
We may from time to time disclose personal information to our auditors, accountants, attorneys, brokers, and back-up data storage providers for legal and business reasons.
To manage your account(s): We may also disclose personal information to certain service providers we have engaged to help us accept, service, manage, and protect your account(s).
Qualifications & exceptions
Use is limited to the services Wedbush contracted for; this describes directions to service parties.
Cross-references
qualifies (model-proposed): Service providers may receive data to help manage your accounts — Parties performing services are directed to protect information and use it only for contracted services; disclosure permission is not unrestricted reuse permission.
The policy names a contact for questions and rights requests
The page names Diane Pejkovich at 312-784-0417 or diane.pejkovich@wedbush.com for policy questions. The objection and EEA GDPR-rights provisions direct readers to the contact details below to exercise their described rights. These are the details in the saved policy, not a check of current availability.
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Supporting quotations
If you have any questions concerning this privacy policy, please contact Diane Pejkovich @ 312-784-0417 or diane.pejkovich@wedbush.com.
To exercise any of these rights, please contact us using the contact details set out below.
Right to Object: You have the right to object to certain purposes for processing, in particular to data processed for direct marketing purposes and to data processed for certain reasons based on our legitimate interests. To exercise this right, please contact us using the contact details set out below.
Qualifications & exceptions
The EEA GDPR rights remain subject to their stated circumstances and limits.
Not stated here
Current availability of the listed contact is not established.
Legal Rights & Agreement Rules · Company commitment
Wedbush promises annual policy notices and email for material changes
Wedbush says it will notify individuals of the privacy policy annually and notify you by email of any material changes. The earlier change clause allows modifications at any time provided notice has been given; these provisions do not specify a minimum advance-notice period.
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Supporting quotations
We will notify individuals of our privacy policy annually. In addition, we will notify you of any material changes to Wedbush Futures’ privacy policy via email.
This policy applies to individuals only and may be modified at any time, provided a notice of such change has been given to you.
Qualifications & exceptions
Email notification is promised for material changes.
Not stated here
No minimum advance-notice period is specified.
Cross-references
qualifies (model-proposed): Wedbush may change the policy after giving notice — The final notice promise specifies annual notification and email for material changes, alongside the earlier requirement that notice be given.
The page offers GLBA, CCPA and online privacy notices, a client collection notice and a California joint-marketing opt-out notice. Their linked contents are not supplied in this saved page.
The linked documents’ text is not supplied here, so this card cannot establish their substantive privacy rules or relationship to this policy.
Legal Rights & Agreement Rules · Context
This policy covers individuals dealing with Wedbush Futures
Effective August 21, 2018, this policy addresses personal information individuals provide to Wedbush Futures. Wedbush Futures is a trade name used by Wedbush Securities Inc., a California corporation, for particular business activities. These statements concern Wedbush, rather than establishing DraftKings-wide privacy practices.
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Supporting quotations
This privacy policy, effective August 21, 2018 sets forth the policies of Wedbush Futures with respect to personal information you provide to us.
This policy applies to individuals only and may be modified at any time, provided a notice of such change has been given to you.
Wedbush employs the trade name Wedbush Futures to conduct particular aspects of its overall business.
Wedbush Securities Inc. (“Wedbush”) is a California corporation
Qualifications & exceptions
Effective August 21, 2018; concerns information provided to Wedbush Futures.
Legal Rights & Agreement Rules · Permission or license
Wedbush may change the policy after giving notice
Wedbush may modify the policy at any time provided notice of the change has been given to you. It separately promises annual policy notices and email notification of material changes. No minimum advance-notice period is specified, and the email promise expressly concerns material changes.
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Supporting quotations
This policy applies to individuals only and may be modified at any time, provided a notice of such change has been given to you.
We will notify individuals of our privacy policy annually. In addition, we will notify you of any material changes to Wedbush Futures’ privacy policy via email.
Qualifications & exceptions
Notice of the change must have been given to you; material changes are notified by email.
Not stated here
No minimum advance-notice period or specific method for non-material change notices is specified.
Using the site is treated as accepting this privacy policy
The policy treats site use as acceptance of its terms and consent to collection, use, disclosure and protection of personal information as described in the policy. It tells people who disagree not to use the site.
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Supporting quotations
BY USING THE SITE, YOU ARE ACCEPTING THE TERMS OF THIS PRIVACY POLICY AND YOU ARE CONSENTING TO OUR COLLECTION, USE, DISCLOSURE AND PROTECTION OF YOUR PERSONAL INFORMATION AS DESCRIBED IN THIS PRIVACY POLICY. IF YOU DO NOT AGREE TO THE TERMS OF THIS PRIVACY POLICY, PLEASE DO NOT USE THIS SITE.
Qualifications & exceptions
The stated consent concerns the practices described in this policy.
Use & Processing · Company commitment
Wedbush promises lawful, fair and transparent processing
For collecting, holding, storing, using and processing personal information, Wedbush commits to lawful, fair and transparent processing.
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Supporting quotations
With respect of the collection, holding, storage, use, and processing of your personal information:
we will process the data lawfully, fairly and in a transparent way;
Use & Processing · Company commitment
Collection and use are limited to explained business purposes
Wedbush says it will obtain data only for valid business purposes clearly explained to you, avoid incompatible uses, and limit collection to information relevant to the purposes it has told you about.
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Supporting quotations
obtain the data only for valid business purposes that we have clearly explained to you, and not use the data in any way that is incompatible with those purposes;
the data we collect will be relevant to the purposes we have told you about and limited only to those purposes; and
Qualifications & exceptions
Purposes must be valid business purposes clearly explained to you.
Use & Processing · Company commitment
Wedbush will take reasonable steps to keep data accurate
Wedbush commits to reasonable steps to ensure that personal data is accurate and kept up to date. It does not promise that every record will always be correct.
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Supporting quotations
we will take reasonable steps to ensure that the data is accurate and kept up to date.
Qualifications & exceptions
The commitment is to reasonable steps.
Retention & Deletion · Company commitment
Data is kept only as long as necessary, subject to requirements
Subject to applicable legal or other requirements, Wedbush says it keeps data only as long as necessary. Unless stated otherwise, its criteria include reasonable business needs, supplying goods or services followed by the period in which claims could be brought against it, and/or periods consistent with legal and regulatory requirements or guidance. It gives no fixed retention deadline.
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Supporting quotations
Subject to applicable legal or other requirements, we will keep the data only as long as necessary and we will use appropriate technical and/or organizational measures to ensure appropriate security of the data.
Retention Period: Unless stated otherwise, your personal information will be held based on the following criteria: (1) For as long as we have reasonable business needs, such as managing our relationship with you and our managing operations (2) For as long as we provide goods and/or services to you and then for as long as someone could bring a claim against us; and/or (3) Retention periods in line with legal and regulatory requirements or guidance.
Qualifications & exceptions
Subject to applicable legal or other requirements; detailed criteria apply unless stated otherwise.
Business needs, service provision, potential claims and legal or regulatory periods can support retention.
Not stated here
No fixed retention period is given here.
Cross-references
qualified by (model-proposed): Business needs, potential claims and legal rules govern retention — The detailed criteria explain the necessary-retention standard through business needs, services, potential claims and legal/regulatory periods, unless stated otherwise.
Wedbush commits to appropriate technical or organizational security
Subject to applicable legal or other requirements, Wedbush says it will use appropriate technical and/or organizational measures for data security. The detailed security section lists safeguards but warns that hackers and other unpreventable circumstances may still compromise information.
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Supporting quotations
Subject to applicable legal or other requirements, we will keep the data only as long as necessary and we will use appropriate technical and/or organizational measures to ensure appropriate security of the data.
Although, Wedbush Futures takes these measures, attacks by hackers and other unpreventable circumstances may compromise the security of your personal information.
Qualifications & exceptions
Subject to applicable legal or other requirements.
The measures do not guarantee that information cannot be compromised.
Wedbush receives information through agreements, communications and transactions
Wedbush says it needs personal information to provide services. It receives it through subscription agreements and related documents, client agreements or forms, correspondence and conversations with its representatives, and transactions with Wedbush Futures or its affiliates.
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Supporting quotations
We need your personal information in order to provide our services to you.
(1) in the subscription agreement and related documents;
(2) client agreements or other forms;
(3) in correspondence and conversations with Wedbush Futures representatives; and
(4) through transactions with Wedbush Futures or its affiliates.
Not stated here
The next sentence in the source is incomplete; no missing verb or additional practice is inferred.
Data Access & Collection · Company practice
Some site information is gathered automatically
Wedbush says some information is automatically gathered during site use and points readers to its cookies, tracking technologies and analytics discussion. That discussion includes Google Analytics; this card does not infer additional tracking practices.
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Supporting quotations
Additionally, some information is gathered automatically during your use of this site, as described below in the section “Cookies, tracking technologies and analytics.”
Google Analytics uses cookies or other tracking technologies to help us analyze how users interact with and use this site, compile reports on the site’s activity, and provide other services related to site activity and usage.
Provided data includes identity, contact, financial and employment information
The listed personal information includes name, address, phone number, Social Security number, account information, assets or income, birth date, gender, age, salary and other income, savings and employment status.
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Supporting quotations
The personal information you provide us includes your name, address, telephone number, social security number; account information; assets and/or income information, date of birth, gender, age, financial details about you, such as your salary and details of other income, details of your savings, and information about your employment status.
Product relevance can bring in loan, family and tax information
If relevant to the product or service supplied, Wedbush lists existing borrowings and loans, marital status, family, lifestyle or social circumstances, dependents, widowhood, beneficiary information and tax information as additional personal data.
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Supporting quotations
Additionally, if relevant to the product or service we provide you, your existing borrowings and loans, your marital status; family, lifestyle or social circumstances (for example, the number of dependents you have or if you are a widow or widower, or information on beneficiaries), and tax information.
Qualifications & exceptions
Only if relevant to the product or service provided.
Some personal data may come from third-party compliance sources
Some listed personal information may come from services, databases and vendors supplying information for client compliance and regulatory reviews. Named sources include credit reporting bureaus and the Treasury Department’s Office of Foreign Assets Control search tool.
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Supporting quotations
Some of the personal information mentioned above may come from third party sources such as third party services, databases and vendors that gather and provide information for firms like [Wedbush Futures to conduct compliance and regulatory reviews related to their clients]. These third party sources include credit reporting bureaus and the Department of the Treasury’s Office of Foreign Assets Control search tool.
Qualifications & exceptions
These are possible third-party sources, not a statement that every source is used for each person.
Sharing & Disclosure · Permission or license
Wedbush may disclose data for legal and regulatory reasons
In its list of permitted non-affiliate disclosures, Wedbush says it may disclose personal information when required or permitted by law, to government agencies and self-regulatory bodies with jurisdiction over it, and to comply with court orders or subpoenas. Examples include regulatory examinations and inspections.
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Supporting quotations
We may disclose personal information about you to parties other than our affiliates only for the following reasons:
We may disclose personal information if required or permitted by law. We may share information with government agencies, and self-regulatory organizations that have jurisdiction over us, for example as part of regulatory examinations or inspections. We may disclose personal information to comply with court orders, or subpoenas.
Qualifications & exceptions
Government agencies and self-regulatory organizations are described as having jurisdiction over Wedbush.
Professional advisers and backup providers may receive data
For legal and business reasons, Wedbush may sometimes disclose personal information to its auditors, accountants, attorneys, brokers and backup data-storage providers. The security section directs service parties to protect the information and use it only for their contracted services.
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Supporting quotations
We may from time to time disclose personal information to our auditors, accountants, attorneys, brokers, and back-up data storage providers for legal and business reasons.
We direct parties performing services for Wedbush Futures, including accountants, attorneys, auditors, brokers, consultants, temporary workers, and our administrators, to protect your personal information and to only use such information to provide the services we have contracted with them to perform.
Qualifications & exceptions
For legal and business reasons; service parties are directed to protect data and limit use to contracted services.
Data Access & Collection · Restriction or exception
Some information is necessary to receive products or services
Wedbush says it cannot provide its products or services without certain information. It will mark information as optional when providing it is optional. The heading “Legal Basis” does not itself identify a particular legal basis for every processing purpose.
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Supporting quotations
Legal Basis: Without certain information we cannot provide you with our products or services. If providing certain information is optional, it will be marked as such.
Not stated here
This statement does not map specific data or purposes to individual legal bases.
Sharing & Disclosure · Permission or license
Information may be transferred abroad, including outside the EEA
Wedbush may transfer information outside your home country and outside the European Economic Area. Service providers helping manage and protect accounts may do so too. Wedbush undertakes suitable safeguards, giving protective contractual language with service providers as an example.
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Supporting quotations
Transfer: We may transfer your information outside of your home country, and outside the European Economic Area. To protect such information, we undertake suitable safeguards in connection with such international transfers.
Such providers may transfer your information outside of your home country and outside the European Economic Area. We undertake suitable safeguards to protect your information in these instances, for example, by including language in contracts with service providers addressing the protection of personal information.
Qualifications & exceptions
Wedbush undertakes suitable safeguards for these transfers.
Not stated here
The source does not name destination countries or identify a specific transfer mechanism.